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Securities and Exchange Commission

572 documents across 57 days of the archive, 3 of them final rules. The five most recent days are below.

Dates this agency has set that have not yet arrived

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Comment deadlines and effective dates from anything this agency published in the archive, still ahead of 29 October 2026.

Dates set before this archive began are not here, and their absence is not evidence that none exist.

as_of

  1. +4d Comments close Exemption of Debt Obligations Issued by the European Union Under the Securities Exchange Act of 1934 for Purposes of Trading Futures Contracts on Those Securities Securities and Exchange Commission
  2. +5d Comments close Transfer Agent Rules Securities and Exchange Commission
  3. +11d Comments close Political Contributions by Certain Investment Advisers Securities and Exchange Commission
  4. +22d Comments close Rescission of Rule 14a-8's Federal Regulation of Shareholder Proposals and Amendments to Rule 14a-4 Securities and Exchange Commission
  5. +22d Comments close Proxy Solicitation Modernization Securities and Exchange Commission
  6. +25d Comments close List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act Securities and Exchange Commission
  7. +36d Comments close Interval Fund Modernization; Expansion of Multiple Share Class to Registered Closed-End Management Investment Companies and Business Development Companies Securities and Exchange Commission
  8. +36d Comments close Potential Designation of Chartered Financial Analyst Designation as Qualifying Natural Persons for Accredited Investor Status Securities and Exchange Commission
  9. +36d Comments close Potential Designation of Passage of an Accredited Investor Exam To Be Developed by FINRA as Qualifying Natural Persons for Accredited Investor Status Securities and Exchange Commission
  10. +36d Comments close Potential Designation of Certified Financial Planner Certification as Qualifying Natural Persons for Accredited Investor Status Securities and Exchange Commission
  11. +36d Comments close Potential Designation of U.S. Certified Public Accountant License as Qualifying Natural Persons for Accredited Investor Status Securities and Exchange Commission
  12. +36d Comments close Potential Designations of the Investment Banking Representative License (Series 79) and the Research Analyst License (Series 86 and Series 87) as Qualifying Natural Persons for Accredited Investor Status Securities and Exchange Commission
  13. +36d Comments close Interval Fund Modernization; Expansion of Multiple Share Class to Registered Closed-End Management Investment Companies and Business Development Companies Securities and Exchange Commission
  14. +39d Comments close Investment Adviser Performance-Based Compensation Modernization Securities and Exchange Commission
  15. +39d Comments close Adviser and Regulated Fund Custody Rules; Crypto Custody Rules Securities and Exchange Commission
  16. +46d Comments close Investment Company Cross Trading Securities and Exchange Commission

29 October 2026 6 documents

Machine-written from the fields above · claude-haiku-4-5-20251001

The Securities and Exchange Commission published six notices on October 29, 2026, concerning proposed rule changes by self-regulatory organizations including exchanges and FINRA.

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28 October 2026 9 documents

Machine-written from the fields above · claude-haiku-4-5-20251001

The Securities and Exchange Commission published nine notices on October 28, 2026.

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27 October 2026 3 documents

Machine-written from the fields above · claude-haiku-4-5-20251001

The Securities and Exchange Commission published three notices, including meetings under the Sunshine Act, temporary registration for Cboe Clear U.S., LLC as a clearing agency, and a notice regarding Nilsine Partners NP1X Fund.

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26 October 2026 13 documents

Machine-written from the fields above · claude-haiku-4-5-20251001

The SEC published 13 notices on October 26, 2026, regarding proposed rule changes by self-regulatory organizations and exchanges.

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23 October 2026 9 documents

Machine-written from the fields above · claude-haiku-4-5-20251001

The Securities and Exchange Commission published a proposed rule listing rules for review under the Regulatory Flexibility Act and eight notices regarding self-regulatory organizations and information collection activities.

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Proposed RuleSecurities and Exchange Commission

List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act

The Securities and Exchange Commission ("Commission") is publishing a list of rules to be reviewed pursuant to section 610 of the Regulatory Flexibility Act. The list is published to provide the public with notice that these rules are scheduled for review by the agency and to invite public comment on whether the rules should be continued without change, or should be amended or rescinded to minimize any significant economic impact of the rules upon a substantial number of small entities.

  • Comments close in 25 days

91 FR 66795FR Doc. 2026-21657official PDFfederalregister.gov

Earlier

52 further days of this agency's activity are in the long-form archive, oldest to newest, on one page.

Everything Securities and Exchange Commission has published, 2026-08-10 to 2026-10-29 →

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